Tag Archives: financial institutions

Scaling up the Senior Managers and Certification Regime: Thinking Ahead

The UK Senior Managers and Certification Regime (SMCR) is being extended to almost all financial services firms authorised by the FCA. This will include many firms in the payment services, peer-to-peer lending, crowdfunding and robo-asset management sectors. The plans are … Continue reading

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Filed under Europe, Fintech, Regulatory

Thinking two moves ahead – how to get the best out of a fintech fundraising

Thinking two moves ahead – how to get the best out of a fintech fundraising. Rich Woods and Emily Naylor from the fintech team at Herbert Smith Freehills provide some tips on planning a successful fundraise.

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Filed under Europe, Fintech, Fundraising and M&A, Regulatory

Fintech and competition law

As the surge of Fintech continues to gather speed, authorities around the world are watching with keen interest to see how fintech can change the competitive landscape across various sectors and markets. Mark Jephcott and Adelaide Luke from┬áthe competition team … Continue reading

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Filed under Asia, Fintech, Regulatory