Tag Archives: Guidance

Dealing with a dawn raid in Hong Kong

Surprise inspections by governmental authorities are on the rise. Any company in any sector may be on the receiving end and obstructing a lawful raid is a criminal offence. Therefore, it is essential to be prepared. Front line staff such … Continue reading

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Filed under Hong Kong, Investigations

OFSI publishes quick guide to financial sanctions

On 4 October 2017, HM Treasury’s Office of Financial Sanctions Implementation (“OFSI”) published a quick guide for UK businesses, with the aim of helping them understand and comply with financial sanctions. The guide is intended to help explain what financial … Continue reading

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Filed under Announcements, Sanctions and Money Laundering

EBA Guidelines on assessment of the suitability of members of management bodies of credit institutions and their key function holders

The European Banking Authority (EBA) has today published Guidelines¬†on the assessment of the suitability of members of the management body and key function holders, setting out the process, criteria and minimum requirements for assessing the suitability of those persons.¬† The … Continue reading

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Filed under Banking, EU, Europe, European Regulation, Retail Banks