Tag Archives: Prospectus

EU Capital Markets Union proposals

The EU Commission has published for consultation a Green Paper entitled “Building a Capital Markets Union”, which sets out a blueprint for creating a harmonised capital market across the EU by 2019.  Papers published alongside the Green Paper include consultations … Continue reading

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Filed under EU, Europe

UK: FCA publishes some final changes (and further proposals for change) to the Sponsor Regime

On 26 September, the FCA published its response to its January consultation paper in relation to sponsor competence (CP14/2), together with a further consultation on joint sponsors and a call for views on sponsor conflicts.  A summary of the paper … Continue reading

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Filed under FCA, UK Regulations