Tag Archives: SEC
Welcome to the July 2017 edition of our corporate crime update – our round up of developments in relation to corruption, money laundering, fraud, sanctions and related matters. Our update now covers a number of jurisdictions. For the full update on each … Continue reading
The SEC’s administrative court approved a settlement between the SEC and the Chinese affiliates of PwC, Ernst & Young, KPMG, BDO and Deloitte, fining each $500,000 for not having complied with an SEC disclosure order.
In a preliminary opinion handed down yesterday, the US Court of Appeals (2nd Circuit) granted the SEC’s application for a stay of district court proceedings, pending resolution of interlocutory appeals and/or its petition for mandamus. Although the appeals are still to be … Continue reading