Our FSR and Corporate Crime colleagues have released the first episode of Regulation in Focus, a podcast series of short, sharp insights into regulatory issues that matter to you. The first episode, a bumper cross-border edition featuring partners Hannah Cassidy (Hong Kong), Natalie Curtis (Singapore) and Chris Ninan (London), focuses on information flows in cross-border regulatory investigations.
The episode is available on our combined podcast channel, Financial Services Disputes & Regulation, providing regular bite-sized broadcasts covering both litigation and regulatory developments for banks and other financial institutions. You can subscribe to the channel here, or on all the usual platforms including Apple and Spotify.
The FSR and Corporate Crime team have recently published the fourth edition of The Long Arm of Regulation: Responding to Cross-Border Financial Services Investigations, which gives an overview of how to approach multiple proceedings in different jurisdictions, and aims to assist firms in navigating the differing regimes across 15 key jurisdictions. The guide covers a range of important topics, including the regulators’ breadth of powers, mechanisms for obtaining – and withholding – information, consequences for failing to comply, and the management of competing confidentiality and reporting obligations. You can download a preview of the guide on our website.