As the FCA identifies a culture dividend from diversity and inclusion, firms should prepare for more scrutiny

In the last decade, society’s focus on D&I issues has steadily increased and it is against this backdrop that the FCA CEO Nikhil Rathi delivered the address at HM Treasury’s launch of the Women in Finance Charter Annual Review 2021 in March. In this post, we look at the groundwork that Mr Rathi’s speech lays for regulated firms and individuals as they prepare for greater regulatory scrutiny in relation to D&I. Read more

FCA publishes technology change management review

On 5 February 2021, the Financial Conduct Authority (FCA) published a report titled ‘Implementing Technology Change’, which sets out findings from its review into how financial services firms manage technology change, the impact of change failures, and industry practices to help reduce the impact of incidents resulting from change management. Read more