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Tag: Investment Firm Prudential Regime

FCA publishes first consultation paper on Investment Firm Prudential Regime

16 December, 2020

Following the publication of DP20/2: Prudential Requirements for MiFID Investment Firms in June 2020 (see our blog post), the FCA has now published its consultation on the new UK prudential regime for MiFID investment firms (IFPR) (CP20/24). Continue reading →

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