Tag Archives: Shares
The Hong Kong Court of Final Appeal (CFA) has recently allowed the Securities and Futures Commission’s (SFC) appeal against the Market Misconduct Tribunal’s (MMT) findings that two former executives of a listed company (ATML), Mr Charles Yiu Hoi Ying and … Continue reading
New rules requiring insurers, banks and other BIPRU firms to tell the FSA about proposed issues of shares or other capital instruments demonstrate the importance of participating in FSA consultations.
The FSA is proposing that insurers, banks and other authorised firms should tell it at least one month before issuing shares or any other capital instrument that will count as regulatory capital (see Quarterly Consultation Paper CP11/1). The requirement will … Continue reading